Manchester Airport
Case Study
(much of this material
was originally prepared by the penelope project at Imperial College)
A) AIRPORTS AND ENVIRONMENTAL
ASSESSMENT
i) General
Introduction
This case study examines the recent decision by
the UK Government to allow the construction of a second runway at
Manchester Airport. It looks at the process of environmental assessment
and how it is applied in practice. The underlying reason why we have
chosen this as our case study is that it illustrates the operation of
the EA procedures against the background of a major controversial
development. There are many examples of involvement in the decision
making process at central and local Government level, a public inquiry,
an Inspectors report, a detailed environmental assessment and many
examples of public consultation. The case study is also appropriate as
it is not the only recent airport development proposal in the UK. Apart
from the decision to construct an additional runway at Manchester
Airport there has also been much publicity concerning the proposed fifth
terminal at Heathrow Airport.
The construction of major
infrastructure projects such as these has caused a great deal of
controversy in the UK and is therefore also topical. The location of the
new runway in Manchester became a protest site which was to attract a
great deal of media attention for several months. To this date no case
has been brought in the British Courts surrounding this development or
the EA, but we believe that the inquiry's findings and the controversy
surrounding this case would make an interesting case
study.
ii) Issues involved
Air
transport is the most rapidly growing mode of transport, both in the UK
and globally. This growth in air traffic has been influenced by an
increase in tourism, business travel and air freight. In the UK, the
Royal Commission on Environmental Pollution, an independent body
consisting of science and policy experts with an advisory role to
Government, recently undertook a study looking at the overall impact of
transport policies1. As part of their study
they examined the growth in air passenger traffic as it has affected the
UK. They found that between 1982 and 1992 the number of passengers on
non-scheduled flights increased by 62% and flights on international
scheduled services to and from UK airports more than doubled.
Even though air travel has
increased dramatically in recent years passenger demand forecast is
still expected to continue to rise. The Department of the Transport in
the UK forecast that the number of passengers passing through UK
airports would increase by between 73% and 163% between 1992 and 2010.
The Department of the Environment in the UK also produced a report in
1993 on runway capacity in the south east of England (RUCATSE
Report2).
This forecasts for the UK an increase from 106 million passengers per
year in 1992 to between 183 and 280 million passengers per year in 2010.
There had been no additional runways built in the UK for twenty years
and because of this it was argued that a need existed for the expansion
of Manchester Airport, situated in the North West of England. The number
of passengers passing through Manchester Airport was 2.5 million in 1975
and this had risen to approximately 15 million in 1995. The Airport had
only a single runway which meant that it was under pressure with the
growth in flight numbers. It wanted to increase the capacity of the
Airport from 15 million to 30 million passengers by
2005.
Aside from a significant increase in the number of
flights the impact of airports on the environment has also increased
dramatically over the last twenty years. Key environmental impacts of
both flights and airports include loss of countryside, noise pollution,
as well as emissions of pollutants and greenhouse gases. In deciding
whether to grant permission for the construction of the new runway there
was a balance between the benefits which the new runway would bring to
airlines and the local economy, against the environmental effects of the
project in the decision making process.
This case study has
wider significance because the construction of airports in European
Community countries will potentially be one of the most debated and
controversial environmental topics well into the next century. The
growth of air transport and its environmental impact are major issues
for all countries. The scale of the protest and political controversy
concerning the expansion of Sydney Airport proves a good example of
this. There have also been other recent airport development proposals in
the EC at Amsterdam Schipol, Frankfurt, and Paris Charles de Gaulle.
Other European countries may find that many of the same economic,
environmental and ethical considerations that were raised in this case
will have to be considered in the near future in the absence of firm EC
guidelines.
Current European Union policy on air transport
promotes free competition amongst airlines and airports in an attempt to
meet forecast demand for air travel3.
The UK's approach also leaves the market to decide where capacity is
needed and they are "committed to enabling the development of additional
airport capacity where this makes economic, social and environmental
sense"4. These policies fail both to
maximise the use of existing airport resources and to recognise the
importance of environmental capacity constraints.
iii) location of development
Manchester Airport is
situated nine miles south of Manchester City Centre, in the North-West
of England. It is the third largest airport in the UK after Heathrow and
Gatwick. The Airport is the seventh largest in Europe for international
passengers.
The area of the new development is surrounded by
countryside with much of the area covered by planning policies designed
to inhibit creeping urbanisation (Green Belts) or land owned by the
National Trust (a major conservation organisation). The area also has
landscape and ecological value, and it well known for its ancient
woodland.
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B)
PRE-APPLICATION STAGE
(i) Formal Request to Local
Authority
Manchester Airport PLC is a public limited
company with shareholders consisting of surrounding local authorities.
It formally applied for planning permission to build the new runway in
1993. They had constructed a new terminal in advance of the runway in
1987 in anticipation of receiving planning permission for the runway.
The new terminal was built using what is known as permitted development
rights, where Government regulations automatically grant planning
permission for specified types of development. The developers in this
case study did not need to undertake an EA under these permitted
development rights. Following action by the European Commission in 1993
over inadequate implementation of the EC Directive, the UK Government
removed permitted development rights from developments which fell within
Schedule 1 of the 1988 Regulations and for Schedule 2 projects where the
development was likely to have significant effects. Planning permission
is now required for projects with automatic permitted development rights
where an environmental assessment is required.
Before the
formal planning permission is applied for in the UK there are a number
of important procedures that may occur that can play a significant part
in the project. The relevant implementing legislation concerning EA in
England and Wales is the Town and Country Planning (Assessment of
Environmental Effects) Regulations, which came into force on 15 July
1988. Regulation 4 of the 1988 Regulations states that the local
planning authority may not grant planning permission unless they have
first taken environmental information into consideration in relation to
projects for which EA is required. It is therefore in the developer's
own interest to find out before applying for planning permission, what
effect, if any, EA may have on the project.
The developer may
make a formal request to the local planning authority asking whether the
project's likely environmental effects are sufficient to require an EA.
The authority then has three weeks to give its opinion which they must
support with reasons. This decision may be challenged by an appeal to
the Secretary of State. The local planning authority's opinion is then
placed on to a public register and the public have early notice of the
proposed project before an environmental statement is published. For
some projects the public may have notice of the proposed development
many years in advance of the publication of the EA. However, the
developer is not under any obligation to make a formal request to the
local planning authority and if the local planning authority is not
consulted about the project, early notice will not figure on the public
register. In the UK, many developers are likely to produce an EA for
major projects without consulting the local planning authority as to
what schedule it falls under5.
In our case study the major shareholders in Manchester
Airport were a consortium of local authorities and obviously were aware
of whether an EA was required or not. The developers therefore carried
out the EA without seeking a ruling on the need for one by competent
Local Planning Authorities, and therefore early notice of the
development was not placed on the public register.
(ii) Public Consultation
Although they were
under no legal obligation to do so, the developers decided to consult
and involve the public in the plan to build the new second runway at the
earliest possible time, and before the formal application was
made6. Four consultation exercises
were carried out between 1991 and 1993, before the planning application
was submitted to the local planning authority.
The developers
first published a planning document entitled "Draft Development Strategy
to 2005" which outlined their future policies, including the plans for
the new runway. This extensive document (105 pages) was not meant to be
a forerunner of the environmental statement and only dedicated eight
pages to the environmental effects of the project. The crux of the
report looked at subjects such as where the runway might be situated,
capacity, operational area, economic impacts, operational and ancillary
services, and ground transportation at the Airport. This and a summary
leaflet were available for inspection by the public at the local
planning authorities, citizens advice bureaux, local libraries and the
Airport itself. They were sent to interested parties and the residents
who might be affected by the development. The proposed development plans
were also displayed at exhibitions near the affected areas, and
discussed at eight public meetings organised by the developer.
Approximately 200 to 300 people attended these meetings on average. A
telephone inquiry line was also set up to enable people to express their
concerns. The aircraft board considered the feedback received from this
public consultation before officially announcing in December 1991 their
intention to go ahead with the proposed second runway.
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C) THE ENVIRONMENTAL IMPACT ASSESSMENT
(i) Introduction to EA in the UK
The preferred
method of implementing the EC Directive in the UK was to incorporate EA
requirements almost entirely into the existing land-use planning
procedures. Essentially the land-use planning process is concerned with
whether in principle the area is suitable for the project proposed. The
information in the developer's "environmental statement" is simply taken
into account by the local authority as part of the ordinary planning
process and "assessment" refers to a process of decision making rather
than a single document. In the UK there is only a limited amount of
general guidance on the procedural and legal aspects of environmental
assessment. There is likewise very little guidance on the methodology of
assessing impact, or on the types of impact which any particular project
might produce. A consequence of this is that most environmental
assessments will be distinctive both as to the impacts they address and
the way they are presented. In this case study the EA process is quite
substantial because of the nature and size of the development and is
relatively unique. There are however some aspects of the EA process
which must take place, such as consultation etc.
(ii) The Schedule the project falls under
In
1992, Manchester Airport plc announced their intention to conduct a
formal environmental assessment. The developers concluded that the
runway was a project falling under the Town and Country Planning
(Assessment of Environmental Effects) Regulations 1988. Projects falling
within Schedule 1 of the Regulations must be the subject of mandatory
environmental assessment, whereas projects falling within Schedule 2 of
the Regulations only require environmental assessment where there are
likely to be "significant environmental effects".
The
developers deemed the second runway to be a "Schedule 2 project" under
the 1988 Regulations. In Schedule 1 (number 7) an environmental
assessment is required for the building of airports with runway lengths
of 2,100 metres or more. The proposed second runway was 3,050 metres
long. They decided it was a Schedule 2 project because they were only
building a runway, not a new airport. There is general Government
Guidance as to what is "significant environmental effects" and
indicative criteria and thresholds contained in Circular 15/88. This
Circular (Schedule 2, paragraph number 21) says that an EA is required
under schedule 2 for "major works such as new runways." Although the
circular has no legal force it is treated as if it is a legally binding
document. Therefore, this project fell within the criteria for the
requirement of environmental assessment under the 1988 Regulations. In
practice, whether it was a Schedule 1 or 2 project made very little
difference, since it was deemed significant enough to require
EA.
(iii) Who undertook the
assessment?
The EA for Manchester Airport was conducted
jointly by external environmental consultants and with in house
expertise provided by the developers . The EA team mainly consisted of a
firm of environmental consultants who contracted a further team of
sub-consultants to undertake the detailed environmental assessment.
These sub-consultants were brought in as experts in their own
environmental disciplines such as noise, water quality, ecology, air and
landscapes. The EA team also included an engineering design team to look
at the technical aspects of the runway and management consultants to
oversee the project and its public relations exercises.
The
scope of the EA was prepared by the Institute of Environmental
Assessment (IEA). The IEA is an independent, non-profit making
organisation, dedicated to establishing reasonable best practice
standards for EA. It is an initiative set up by environmental
consultancies, industry and local authorities. The EA team brought in
the IEA because of their expertise in this area and also because they
are an independent body who could bring credibility to the process. This
scoping exercise is not mandatory in the UK, although it is recommended
as best practice EA. The scoping document was published for
consultation. It can be viewed by clicking here . After the scoping document
was produced the consultants, IEA, Manchester Airport plc, and the three
local planning authorities concerned, all contributed to producing the
input into the contents of the environmental statement. The EA for
Manchester Airport proposal took fourteen months in total to
complete.
(iv) Consultation in the EA
process
In putting together the EA, developers are not only
expected to consult local planning authorities; they must also seek
views from the statutory consultees and in some cases non-statutory
consultees. In most cases, the developer will discuss with the local
planning authority the bodies with whom consultations should be
undertaken. The developer is required in all cases under Regulation 8 of
the 1988 Town and Country Planning Regulations to consult the statutory
consultees. The statutory consultees should include those bodies which
the local planning authority is required by Art 8 of the Town and
Country Planning (General Development Procedure) Order 1995 to consult
on the determination of a planning application. These include, where
appropriate, relevant Government Departments, English Heritage, English
Nature, and the Environment Agency. The local planning authority can
also ask for consultation with other relevant bodies, although this will
only usually take place for larger developments.
The
developer is given the responsibility of contacting the statutory
consultees. The statutory consultees are under a duty to make available
on request, any specialised information which they have, which is
relevant in helping identify and assess the environmental effects to go
in the environmental statement that is being prepared. This duty does
not extend to them investigating environmental impacts, obtaining
information not in their possession, or disclosing confidential
material. A reasonable charge can be made for providing such information
under Regulation 20 of the 1988 Regulations. The developer may also
approach non-statutory consultees to assist in the provision of
environmental information. Developers will usually do this where they
offer some particular expertise or local insight. Non-statutory
consultees can include environmental pressure groups, local amenity
groups and members of the general public.
In the Manchester
Airport Development there were eight statutory consultees and 67
non-statutory consultees. These bodies were consulted on the scoping
brief for the EA. The width
of the consultation usually depends on the size of the development
proposed and in the case study we have chosen there was an obvious need
to consult a wide spectrum of people because of the enormous
implications of the project. The developers also believed that it was in
their own interests to consult as many interested bodies as possible to
ensure that all the issues had been addressed. They wanted to be seen to
give everyone a chance to voice their opinion so that there were not
delays or difficulties later in the planning process.
(v) Alternative Site Selection
There is no
absolute requirement in the land use planning procedures that stipulates
the need for a developer to undertake an environmental assessment at
alternative sites. However, a developer is expected to give reasons on
why the site in question was chosen for the development and why
alternatives were not thought to be suitable. In practice the type and
scale of the proposed development is relevant to whether alternative
site selections are carried out. The decision on whether or not to carry
out a site selection process is based upon the applicants assessment of
the need to minimise and the possibility of mitigating the environmental
impact when selecting the site. In assessing the suitability of a site
the applicant will usually consider factors such as operational
requirements, economic constraints, as well as the environmental effects
of the development. The developer will usually address these criteria in
the assessment and indicate how the particular site chosen usually
strikes an acceptable balance. The effects on the environment and the
mitigation measures envisaged will then be considered regarding the site
the developer has chosen.
In this case study the developers
EA Team reviewed the company's area of search in which the proposed
development would take place. After environmental and engineering
studies were undertaken they identified three possible locations where
the runway might be situated. They then conducted a further comparative
review on the environmental benefits and disbenefits of these three
options. A further round of public consultation took place in early 1993
concerning the three different scheme options. The intention of this
public consultation exercise was to receive views on the relative merits
of the three proposed sites. A consultation brochure was produced
and further exhibitions were held. A questionnaire was supplied
to the people affected by the project to ask for their opinion on
whether the development should go ahead, and which site they would
prefer the runway to be situated on. Following this
consultation the developers selected their preferred option (option 3A)
which was developed and designed in more detail to form the basis of the
scheme submitted for planning permission. The EA then formally took place and
the environmental statement was written. The developers completed their
environmental assessment in June 1993, and it in total cost a seven
figure sum.
The Airport Board thought that the scheme they
had chosen offered the least environmental impact, rather than the
cheapest or one giving the greatest capacity. All of the consultees, and
those that took part in the consultation exercises were notified of the
decision. Although the protesters thought that the consultation exercise
was quite good, they felt that they were not listened to in relation to
which runway option to select . Many also felt that it was inevitable
that the runway would be built with or without their input. Although
alternative sites were considered, other alternative options were not
addressed, not least because national airport policy does not enable
alternatives such as other airports or rail to be considered against
airport development.
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D)
SUBMISSION TO THE COMPETENT AUTHORITY
(i)
Submission of the application to the Local Planning Authority
The developer has to formally submit the planning
application with the environmental assessment to the local planning
authority. As major projects such as airport developments frequently
involve work taking place over a substantial area, it is not unusual for
the project site to overlap an administrative boundary between two local
planning authorities. Where this occurs the application will be
submitted to both the authorities. The authorities will then usually
decide amongst themselves who should be the lead authority, usually by
reference to where the majority of the development will take
place.
The developers in the Manchester Airport development
submitted their planning application to Macclesfield Borough Council and
Manchester City Council on the 16th July 1993. They submitted it to both
the authorities because a little less than half of the 428 ha.
application site lies within Manchester and the remainder in the
Macclesfield Borough. The developers also submitted a Supporting
Statement (16 pages) with the Planning Application which again gave a
summary of the merits of the development.
The 1993
application for Runway Two was later superseded by a new application.
This was because in the 1993 planning application, Manchester Airport
were vague on whether a road affected by the development would be
diverted or closed. Their representations to the public were made on the
basis that the road would be diverted. It was decided that would be
clearly unreasonable, as it would deprive those who might have wanted to
make representations, about the road closure, the opportunity to do so.
As a consequence Manchester Airport submitted a new application in 1994,
in time to be considered at the inquiry. The new application gave those
who wished to comment on the road closure the opportunity to do
so.
(ii) Public Consultation
There
are two main stages of public consultation in the application stage. The
first stage of consultation takes place before the EA is submitted to
the planning authority. The developer is required to allow the public to
inspect the EA for 21 days before it is submitted with the planning
application. If there are serious objections to the content of the EA
from the public the Planning Authority may refuse to accept the
application and stop the clock until they are satisfied with the EA. The
second stage of public consultation occurs when the local planning
authority receive the application. Representations must be made to the
public and statutory consultees within 21 days of the application being
received. The developer has to notify the statutory consultees of the
planning application (if this is necessary) and they can comment on the
environmental statement.
The developer also has to publish
notices in the local press and post sites indicating when an
environmental statement may be inspected and how copies may be obtained.
Copies are normally available to view at the local planning authorities
and libraries, or may be bought. Regulation 20 of the 1988 Town and
Country Planning Regulation states that a reasonable number of copies of
the environmental statement should be made available for sale to the
public at a charge which reflects their printing and distribution costs.
There is no Government guidance on charging for
environmental statements and there has been no case-law to test what is
a reasonable charge. A consequence of this is that many developers have
charged unreasonably high prices because the Government appears
unwilling to take sanctions against them. The UK Regulations, also
provide that a non-technical summary must also be produced as an aid to
public consultation, though there is nothing in the Regulations that
insist that it be published separately, nor that it should be free.
The environmental statement in this case study was a
substantial volume of text. Manchester Airport published as part of the
environmental assessment, a main text (A4, 292 pages), an appendix (A4,
614 pages), a volume of plans (A3, 97 pages) and a non-technical summary
(A4, 10 pages). The whole set could be bought from the airport company
at a cost of £70. In comparison to cost of other environmental
statements produced in the UK this charge was reasonable. The copies of
the non-technical summary were also freely distributed. The
non-technical summary can be viewed by clicking here .
(iii) Decision Making Period
The determination
period for a standard planning application is 8 weeks. When the planning
application is accompanied with an environmental statement this period
is increased and the planning authority will have 16 weeks to determine
their decision on the application. This period may also be extended with
the mutual consent of the developer. In practice, only approximately
half of all submitted planning applications are determined within the
statutory period. The average period before the planning authority
usually makes their decision is around the 36 week mark, and almost a
quarter of all applications take over a year to decide.
The
developer is responsible for the information contained in the
environmental statement. If the local authority disagrees with the
information in the statement or considers it insufficient to allow them
to make a proper assessment, Regulation 21 of the 1988 Town and Country
Planning Regulations allows them to request further information. The
delay in the determination period is usually caused by disagreements
between the parties over the scope of the environmental assessment and
the alleged impacts of the development. Where there has been proper
consultation this should not happen - the Manchester Airport development
is a good example of this, as they undertook prior consultation on the
scope of the environmental assessment.
In coming to a
decision, the planning authority must consider not only the planning
application with the environmental statement, but any representations
made by the statutory consultees or the public. The 1998 Town and
Country Planning Regulations were amended in 1994 to require the local
planning authority to make a written statement indicating that all the
necessary information and submissions were provided, assessed in
accordance with the Directive, and taken into account in the decision
making process. In the Manchester Airport development the decision was
not made by the local planning authority but was called in by the
Secretary of State.
(iv) Call-In Procedure
The Secretary of State for the Environment has the legal
power to call in any planning application to enable the decision to be
taken at Government level, rather than by the local planning authority.
Such planning applications usually occur when the proposed project does
not fit into the local authority's Development Plan or because the
application is of more than local significance or controversial. The
Secretary of State for the Environment's call in policy was presented to
Government in 1995:
"My general approach is not to interfere
with the jurisdiction of local planning authorities unless it is
necessary to do so. I will therefore be very selective about calling-in
applications to determine myself and will, in general, only take this
step if planning issues of more than local importance are involved. Each
case must be considered on its individual merits. An application for
development which raises significant architectural and urban design
issues is one example of the type of case which may be of more than
local importance. Other examples include cases which, in my opinion,
could have wide effects beyond their immediate locality, which give rise
to substantial regional or national controversy, which conflict with
national policy on important matters, and those where the interests of
foreign governments may be involved"7.
In practice a tiny proportion of planning
applications are called in (well less than 1%). As most forms of airport
development are controversial and are of more than local significance
they are usually called in by the Secretary of State for the
Environment. The planning application for the second runway at
Manchester Airport was called in by the Secretary of State in October
1993 for this reason. The proposal for a new terminal (Terminal 5) at
Heathrow Airport was also called in. Although the Secretary of State
becomes the competent authority responsible for determining the
application, the local planning authority will still provide him with
input and will remain responsible for the day to day control of the
development. When the Secretary of State calls in an application he will
organise a public inquiry addressing the issues which he considers
important.
(v) The Public
Inquiry
The fundamental purpose of a planning inquiry is to
enable the Secretary of State to make a decision on the planning
application by providing him with a balanced view of the case. It also
enables citizens closely affected by a scheme to put forward their
arguments and express their opinions. The environmental assessment will
play quite an important role in the inquiry, although it is not the sole
basis for the planning decision and account must be taken of all
planning considerations and not just the environment. Although the
reason for the inquiry was primarily to see whether the runway
development could go ahead, in examining this they also had to consider
factors such as road diversions, compulsory purchase of houses, planning
permission for support facilities such as taxiways, and a fire station
etc.
An inquiry is similar to a court case, in that the
different sides will argue for and against the project, although it is
not supposed to be "over-judicialised". The Secretary of State will
normally appoint an Inspector to conduct the inquiry. There is a
professional core of civil servants who act as Inspectors for most
inquiries (the Planning Inspectorate) although occasionally the
Secretary of State appoints a leading lawyer or other independent
figure. In this case the inquiry was held by an official from the
Planning Inspectorate. The Inspector will assume the role of a judge and
although they have a certain amount of discretion over how the inquiry
is held, they are required to conduct the inquiry fairly with regard to
the rights of parties to be heard. The parties at an inquiry will
normally include: the applicant, the local planning authority, relevant
Government Departments and other interested parties. The Secretary of
State, or an Inspector acting for him, decides in advance who has a
right to appear at the inquiry. In practice the majority of genuinely
interested parties are given the chance to appear. Those entitled to
appear may submit evidence and cross examine the other parties at the
Inspectors discretion. A major disadvantage to members of the public in
the inquiry process is the imbalance of resources between the developers
and protesters. Many protesters cannot afford to pay for expensive
lawyers and consultants in exceedingly lengthy hearings. It is also
extremely difficult for the public to participate at inquiries as the
majority work, and the inquiries usually take place during office hours.
Some evening sessions may be arranged in some inquiries.
The
public inquiry into the second runway at Manchester Airport took place
between June 1994 and March 1995: a total of 9 months. The inquiry was
exceedingly lengthy because of the large amount of documents submitted
and witnesses called. In total 180 witnesses appeared and 14,000 written
representations were made. The Department of the Environment introduced
a Public Inquiry Secretariat to be responsible for the whole inquiry,
and a library was set up to provide reference copies of the evidence of
the inquiry for public inspection. This inquiry was also unique in that
the protesters raised approximately a quarter of a million pounds to pay
for top consultants and lawyers to represent them.
(vi) The Inspectors Report
After the inquiry has
taken place the Inspector submits his report to the Secretary of State
for the Environment. Applications are referred to the Secretary of State
in accordance with directions issued under section 77 of the Town and
Country Planning Act 1990. The Report includes the Inspectors
conclusions and recommendations. The Inspector's conclusions may be seen
by clicking here . The report is supposed to
be unbiased and it must fairly and accurately present the principal
arguments involved. The Inspector is given discretion to omit issues or
arguments that he considers irrelevant, so that issues are presented to
the Secretary of State in an intelligible manner.
The
Inspector in the report concerning Manchester was kept free from other
inquiries while he finished the work on the report. This was because of
the sheer number of documents and evidence he had to include in his
report. The completed report consisted of eight volumes of 1289 pages in
total. This was sent to the Department of the Environment, North West
Regional Office, for further consideration.
(vii) The decision taken by the Secretaries of
State
The decision to grant the applications were taken
jointly by the Secretaries of State for the Environment and the
Secretary of State for Transport on the 15th January 1997, after
consideration of the Inspectors Report. The Secretary of State for
Transport commented that "the Secretary of State for the Environment and
I, in considering the Inspector's recommendation to go ahead, had to
balance the benefits which the new runway would bring to airlines and
passengers against the environmental effects of the project. The
Inspector considered that the overall package of the landscape and
habitat mitigation package was impressive and we had no doubt that we
should accept his recommendation for planning permission to be
granted". It is quite uncommon for two ministers to decide on a
planning application, although it has occurred for airport developments.
This is because the proposals were made by a "relevant airport operator"
within the meaning of Part V of the Airports Act 1986 and also because
the Department of Transport gave evidence at the Inquiry.
(viii) Conditions Placed on the Development
When
planning permission is granted it is quite common in the UK for the
local planning authority to attach conditions which will regulate the
development. Although the Secretary of State may be the competent
authority in some instances in granting planning permission, conditions
are always secured by the local planning authority. The local planning
authority concerned in the application will usually seek an agreement to
do this under s.106 of the Town and Country Planning Act 1990. A section
106 agreement can:
i) restrict the development or use of land in any
specified way
ii) require specified operations or activities to be
carried out in, on, under or over the land;
iii) require the land to
be used in any specified way; or
iv) require a sum or sums to be paid
to the authority on a specified date or dates or
periodically.
In practice the environmental statement will
address the impacts of the proposed project and set out mitigation
measures for those impacts in the statement. This is often referred to
as a mitigation package. The legal obligation to ensure that these
mitigating measures are carried out is through the planning agreement
under s106.
The developers of the second runway at Manchester
Airport entered into s106 agreements with the competent authorities;
Cheshire County Council (as they have responsibility for the highways)
and Manchester City Council. This mitigation agreement was a
comprehensive package of guarantees and environmental safeguards
addressing issues such as the ultimate capacity of the airport,
protection of the green belt, developing the public transport
infrastructure, sound insulation and compensation schemes, and many
other actions to control aircraft noise. The package in total contained
over 100 points of agreement and 33 legally binding guarantees. The
mitigation package can be seen be clicking here.
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E)
PROTESTERS CRITICISMS
i) General
Criticisms of the Project Itself
The Second runway at
Manchester Airport attracted a great deal of opposition from the general
public. Campaigns against the project started in the late 1980s when it
was first proposed. The scheme was fiercely opposed by some local
residents in affluent local towns and villages and was later the subject
of attention by green campaigners. These were concerned with the
increase in noise the extra runway would bring, a fall in house prices,
and the repercussions on the environment in a designated green belt area
noted for its natural beauty. Written representations concerning the
development were made by 14,813 parties and a petition of 18,984
objectors was submitted to the Inquiry.
ii) Criticisms of the EA
The environmental
statement prepared by the developers was criticised on three main points
by the protesters. Firstly, the protesters thought that although the EA
was very substantial and included a great deal of evidence they believed
that it failed to address the environmental considerations which arose.
They thought that the developers emphasised at great length the economic
benefits to the region the airport would bring and underplayed the
environmental considerations of the project.
The second
criticism, which is closely connected to the first, was the protesters
concerns of the secondary development which would take place with the
expansion of the airport. The secondary developments which they believed
would be associated with the runway project included things such as
hotel and leisure facilities, warehousing and industry relocation. The
protesters believed that these would clearly contribute to the
environmental effects of the project. These associated developments were
not included in the Airports development strategy, scoping brief or the
environmental impact assessment itself. This was because the Airport
considered that this was beyond their responsibility. The fact that
there is no attempt to integrate environmental considerations such as
these into the planning decision process is seen as a major weakness in
the UK EA regime.
The third criticism of the EA and the
proposed development was the mitigation package being offered by the
Airport . As regards the environmental impacts, a major factor in the
acceptance of the project had been the fact that the airport had
promised a £17 million habitat mitigation package. The EA had revealed
that the runway would destroy 3 woods and 571 acres of green belt
countryside. The airport agreed to replant and restore more hedges and
trees for each one lost. This decision was greeted with dismay by
environmental groups who argued that the mitigation package set a
dangerous precedent and the project should not occur as it was
"potentially the most environmentally damaging development in the North
West this century".
iii) Criticisms of the
Inquiry
Although the protesters to the second runway at
Manchester Airport raised a significant amount of money to challenge the
planning application they still felt that they could not compete with
the resources of the developer and as a result the scope and weight of
evidence was severely disbalanced. The protesters could not in advance
of the Inquiry match the quantity and depth of the Airport's evidence in
its statement of case and the environmental assessment. The protesters
therefore hoped to rely on the assessment and other evidence of the
developer which would be presented before they submitted their evidence.
However, the airport tactically insisted that the protesters had to also
submit their evidence before the inquiry thus depriving them the right
to use the information the Airport had collected. However, this did not
prevent further supplementary evidence from being submitted during the
inquiry.
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F) CHALLENGING A PLANNING
DECISION
i) In the UK
There is
an appeal mechanism in UK planning law under ss284 and 288 of the Town
and Country Planning Act 1990 that allows "persons aggrieved" by the
decision a right to apply to the High Court to quash the decision. This
appeal must be made within six weeks from the date of typing, signing
and stamping of the Secretary of State's notification. The grounds of
challenge are limited to arguments that the appeal was substantially or
procedurally ultra vires. The appeal may also only be on a point of law,
not on the merits of the planning application.
In the
Manchester Airport dispute the protesters planned to appeal against the
decision of the Secretaries of State. The lawyers acting for the
protesters prepared a draft notice of motion to examine the merits of a
statutory appeal to the High Court. This was eventually not submitted in
time under the six week time limit imposed under ss284 and 288 above.
Although, an appeal never took place in the UK courts the applicants
were prepared to challenge the Secretaries of State decision on three
grounds.
Firstly, the applicants argued that the Secretaries
of State did not consider fairly the application to expand Liverpool
Airport. The Liverpool airport proposal was introduced at approximately
the same time as Manchester's and being in the North West of England as
well, it was in direct competition. The Liverpool application was also
subject to a public inquiry and inspectors report. The Secretaries of
State decided not to hold a joint public inquiry to consider both of
these applications together. The Secretaries of State decided not to
allow the expansion of Liverpool Airport. The protesters claimed that
the Secretaries of State reached their decision on the Liverpool project
at the same time as the Manchester Runway decision, without having
considered the report of the Inquiry Inspector. The applicants argued
that this failure to consider the environmental impact of the proposals
at Liverpool Airport breached the rules of natural
justice.
The second argument put forward was that the project
was in conflict with the Governments Development Plan. The Secretaries
of State are obliged to make their decisions on the planning
applications in accordance with the Development Plan, unless material
considerations indicate otherwise, by virtue of section 54A of the Town
and Country Planning Act 1990. The Development Plan identified the
entire proposed development site as green belt. The Inspector concluded
that the runway proposal conflicted with the Development Plan policies
on ecology, listed buildings, noise, geology and landscape, and that it
was in accordance with Development Plan policies on transport, economic
development and employment. The Secretaries of State followed the
Inspectors conclusions on the Development Plan Policy and made no
observations in conflict with these conclusions. The protesters argued
that it was unclear whether the Inspector and the Secretaries of State
found that the proposal accorded with the Development Plan, a matter on
which they were required to reach a decision. This challenge would
therefore have been based on the premise that the Secretaries of States
ignored a material consideration or failed to give adequate reasons for
their decision.
The third line of argument was that the
Inspector misinterpreted the planning guidance. The Inspector commented
that the planning permission complied "so far as possible" with
Government guidance. The protesters argued that this guidance was only
applicable to development that had already been found to be justified in
the green belt and that it was not material to a decision whether the
development was justified in the Green Belt. The Secretaries of State
did not dissociate themselves from this view and in the protesters
opinion took into account an immaterial consideration in reaching their
decision.
(ii) Challenging at European
Community level
A local Council, affected by
the Manchester runway proposal scheme (Moberley Parish Council) issued a
complaint to the European Commission on the 11th June, 1997. The
European Commission introduced the complaints procedure as a means of
alerting it to potential breaches of any area of EC law. For individuals
or non-governmental organisations the process has obvious attractions.
No legal costs are involved nor is there a risk of a financial penalty
should the allegation prove unfounded. The Commission has complete
discretion whether or not to commence enforcement proceedings. However,
according to a press release issued by the lawyers acting for the
Council, the Commission has agreed to pursue an investigation in respect
of this complaint.
The complaint was not on environmental
considerations but is centred on the provision of state aid by local
authorities to Manchester Airport. This aid was used as a form of
subsidy to reduce charges in order to obtain business which might
otherwise be attracted to rival airports. The Council have said that
there is prima facie evidence that unlawful state aid of more than £200
million has been paid to the Airport. The lawyers for the Council have
argued that the level of this state aid has distorted competition in the
UK and Europe as it has enabled Manchester Airport PLC to expand the
airport, construct the second runway, and offer reduced rates to attract
larger airlines to the detriment of rival airports. The Commission is to
investigate three allegations. The first is that their has been an
alleged breach of Articles 85 and 86 of the Treaty of Rome which
prohibits the distortion of competition by undertakings which directly
or indirectly fix prices and trading conditions or impose obligations
not in the nature of fair commercial custom or practice. The second
investigation is into the UK Government's failure to transpose the
Directive on the transparency of financial relations between Member
States and public undertakings. The third investigation is concerned
with whether the tendering procedure for the construction of works has
correctly complied with the public procurement rules.
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1 Royal Commission on Environmental
Pollution - Eighteenth Report - Transport and the Environment (October
1994)
2 Department of Transport (1993) Runway Capacity to
serve the South East (RUCATSE).
3 CEC (1992) The European
Commission Communication on the Future Development of the Common
Transport Policy: A Community Framework for Sustainable Mobility. COM
(92) 494 final.
4 Dr Brian Mawhinney - Secretary of State
for Transport (1995).
5 Sheate, W. (1996) Environmental
Impact Assessment Law and Policy - Making an Impact II; Cameron
May.
6 Ng., Y.C, & Sheate, W. (1997) Environmental
impact assessment of airport developments in the United Kingdom and Hong
Kong: who should participate, Project Appraisal, Volume 12, number
1.
7 Hansard HC Debates Cols. (26 January 1995)
(314-315))